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How to become an Authorised Person with RS Wealth

01. You need a minimum qualification of 10+2 or HSC or two years of experience as an employee/dealer in the capital market. 02. You should have profound knowledge of the financial market, including equity, mutual funds and more to become the best fit with us! 03. Having comprehensive knowledge of the functioning of the Indian and International markets and socio-economic climate is crucial for you to understand the market well.

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ATTENTION INVESTORS

• Disclaimer: Investment in securities market are subject to market risks, read all the related documents carefully before investing.
• Disclaimer RA: RS Wealth Management Pvt Ltd (RA No. INH000015145) provides research analyst services. We advise you to carefully read the Risk Disclosure Document before making any investment decisions.

1. KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (Broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary.
2. Stock Brokers can accept securities as margin from clients only by way of ‘Margin Pledge’ in the depository system only after authorization through OTP/Link, received on mobile/email id, w.e.f. September 1, 2020.
3. Always keep your contact details viz. Mobile number/Email ID updated with the stock broker.
4. No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorize your bank.
5. We engage in proprietary business in CM, F&O & CD segment of NSE & BSE and commodity segments.
6. The Stock Exchange, Mumbai is not responsible for any acts, errors, or violations.
7. Check messages sent by Exchanges weekly and raise concerns if discrepancies found.
8. Check your Securities /MF/ Bonds in the consolidated account statement issued monthly. Issued in the interest of Investors.
9. Please do not transfer funds to anyone other than a SEBI registered Stock broker.
10. Investors may refer to Exchange FAQs and guidelines issued from time to time.
11. Filing complaint on SEBI SCORES – Easy & quick. Register with Name, PAN, Address, Mobile Number, Email ID.
12. In accordance with applicable Exchange regulations, clients must inform short sale transactions on the same day.

RS WEALTH MANAGEMENT PVT. LTD.

SEBI REGN. NO. : INZ000009936

NSE-CM, F&O & CURRENCY:90151

BSE-CM ,F&O & CURRENCY: 6616

MCX : 55800

Depository:

SEBI REGN. NO.: IN-DP-434-2019

CDSL : 12089600

MSEI : 83750

SEBI Research Analyst Regn. No :INH000015145

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COMPLIANCE OFFICER : (Broking & DP)

Neetu Arora

Email: COMPLIANCE@RSWEALTH.IN
PH. NO.: +91-11-40821527

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COMPLAINTS/SUGGESTIONS

For any complaints pertaining to securities broking please write to grievance@rswealth.in, Please ensure you carefully read the Risk Disclosure Document as prescribed by SCORES | INVESTOR CHARTER FOR DEPOSITORIES PARTICIPANTS | INVESTOR CHARTER FOR STOCK BROKER | INVESTOR CHARTER FOR RESEARCH ANALYST| FREEZING AND UNFREEZING | TRADING ACCOUNT |

Information to Clients Pertaining to Short Selling

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