Ban Scripts

ATTENTION INVESTORS

• Disclaimer: Investment in securities market are subject to market risks, read all the related documents carefully before investing.
• Disclaimer RA: RS Wealth Management Pvt Ltd (RA No. INH000015145) provides research analyst services. We advise you to carefully read the Risk Disclosure Document before making any investment decisions.

1. KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (Broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary.
2. Stock Brokers can accept securities as margin from clients only by way of ‘Margin Pledge’ in the depository system only after authorization through OTP/Link, received on mobile/email id, w.e.f. September 1, 2020.
3. Always keep your contact details viz. Mobile number/Email ID updated with the stock broker.
4. No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorize your bank.
5. We engage in proprietary business in CM, F&O & CD segment of NSE & BSE and commodity segments.
6. The Stock Exchange, Mumbai is not responsible for any acts, errors, or violations.
7. Check messages sent by Exchanges weekly and raise concerns if discrepancies found.
8. Check your Securities /MF/ Bonds in the consolidated account statement issued monthly. Issued in the interest of Investors.
9. Please do not transfer funds to anyone other than a SEBI registered Stock broker.
10. Investors may refer to Exchange FAQs and guidelines issued from time to time.
11. Filing complaint on SEBI SCORES – Easy & quick. Register with Name, PAN, Address, Mobile Number, Email ID.
12. In accordance with applicable Exchange regulations, clients must inform short sale transactions on the same day.